Regulatory Data Analyst
Benjamin F. Edwards
Date: 3 weeks ago
City: St. Louis, MO
Contract type: Full time
Summary
The Regulatory Data Analyst will collaborate with fellow Regulatory & Oversight Services (ROS) associates to identify and fulfill divisional data needs.
Essential Duties & Responsibilities
This position requires the ability to work in a stationary position for several hours at a time and the ability to lift up to 25 pounds, occasionally. Some filing is required. The work environment is an air-conditioned, smoke-free, office environment. This position routinely uses standard office equipment such as computers, phones, photocopiers and filing cabinets.
About Benjamin F. Edwards
If you are interested in joining a different kind of firm that truly puts the interests of its advisors and clients first, you have come to the right place. Founded in 2008 and serving more than 300 advisors with over $45 billion in assets, Edwards has the scale our advisors expect and the ability to deliver the personal touch and concierge-level service our clients deserve.
We are a firm that values our legacy of family and colleagues and cherishes an environment where all succeed through collaborative support. To us, legacy is not only about the past - it is building an experience that prepares all of us, and our clients, for the future.
We invest in our team and recognize and appreciate the value of hard work. The rewards of the job are founded in the difference you will make in the lives of our clients and extend throughout a culture that inspires you to learn, grow, and be your best. Having fun is part of the firm’s mission statement.
We offer a comprehensive benefits package which includes health, dental, vision, 401(k), life insurance, disability, and paid time off.
Our client-first mission is grounded in the Golden Rule; when you join Benjamin F. Edwards you are well cared for, and we welcome all applicants with the skills, experience, and enthusiasm to do a great job regardless of race, color, religion, gender, sexual orientation, national origin, genetics, disability, age, or veteran status.
Benjamin F. Edwards is an Equal Opportunity Employer.
The Regulatory Data Analyst will collaborate with fellow Regulatory & Oversight Services (ROS) associates to identify and fulfill divisional data needs.
Essential Duties & Responsibilities
- Developing reporting solutions to support the wide range of ROS data and reporting needs.
- Ensuring accuracy of data query results by identifying and addressing data errors or inconsistencies.
- Working with management to prioritize information needs and deliver effective data solutions.
- Collaborating with the firm’s Information & Analytics Department to become familiar with available data structures and query techniques.
- Regularly create, test, and refine SQL scripts to support reporting and ad hoc analysis requests.
- Identifying and proposing data-related process improvement opportunities.
- Generating reports for regulatory inquiries and exams as well as firm oversight and supervision.
- Becoming proficient with financial services industry investment products, services and regulatory infrastructure and intimately familiar with related data sets and elements available in the firm’s enterprise data warehouse.
- Proficiency in SQL Server Reporting Services.
- Strong communication skills.
- Detail oriented and excellent problem-solving abilities.
- Experience or demonstrated aptitude in data mining and administration.
- Finance coursework or prior experience in a Financial Services firm a plus.
- Ability to prioritize tasks and take initiative.
- Minimum Required: Bachelor’s degree in mathematics, computer science, or other data-related field.
- Minimum Required: 3+ years of data analytics experience.
- Securities Industry Essentials (SIE) examination completion a plus; must be conversant in SIE concepts within six months of start date.
This position requires the ability to work in a stationary position for several hours at a time and the ability to lift up to 25 pounds, occasionally. Some filing is required. The work environment is an air-conditioned, smoke-free, office environment. This position routinely uses standard office equipment such as computers, phones, photocopiers and filing cabinets.
About Benjamin F. Edwards
If you are interested in joining a different kind of firm that truly puts the interests of its advisors and clients first, you have come to the right place. Founded in 2008 and serving more than 300 advisors with over $45 billion in assets, Edwards has the scale our advisors expect and the ability to deliver the personal touch and concierge-level service our clients deserve.
We are a firm that values our legacy of family and colleagues and cherishes an environment where all succeed through collaborative support. To us, legacy is not only about the past - it is building an experience that prepares all of us, and our clients, for the future.
We invest in our team and recognize and appreciate the value of hard work. The rewards of the job are founded in the difference you will make in the lives of our clients and extend throughout a culture that inspires you to learn, grow, and be your best. Having fun is part of the firm’s mission statement.
We offer a comprehensive benefits package which includes health, dental, vision, 401(k), life insurance, disability, and paid time off.
Our client-first mission is grounded in the Golden Rule; when you join Benjamin F. Edwards you are well cared for, and we welcome all applicants with the skills, experience, and enthusiasm to do a great job regardless of race, color, religion, gender, sexual orientation, national origin, genetics, disability, age, or veteran status.
Benjamin F. Edwards is an Equal Opportunity Employer.
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