Compliance Analyst II

Description

Compliance Analyst II

Gilbert, AZ

Hybrid options available.

MUST HAVE: Compliance Testing and banking experience.

MUST HAVE: 4 or more years of regulatory banking compliance, consulting, or auditing experience (preferably supporting a national bank).

MUST HAVE: Working knowledge of applicable banking laws and regulations.

MUST HAVE: Driven, self-starter who is seeking professional development.

MUST HAVE: Prior management or team lead experience is a PLUS.

Salary: Pay is dependent on knowledge, skills, abilities, experience, and location.

Sunflower Bank, NA is looking for an energetic, highly motivated individual to fill the position of a full-time Compliance Analyst II at our Gilbert, AZ location.

The Compliance Analyst II supports the bank with the development, implementation, and maintenance of the Compliance Management Testing Program as directed by Compliance Management. Responsibilities include creating, executing, assessing, and reporting on the overall Compliance Program within the Bank. This includes but is not limited to compliance assessments with a focus on rules and regulations, policies and procedures, product reviews, monitoring and business control activities, corrective actions, and complaint management as well as the tracking and reporting of such activities.

Other responsibilities include interfacing with and providing support to internal auditors, external auditors, external partners, and regulatory agencies during audits, examinations, and other engagements by participating in audit, compliance and regulatory exam preparation and response activities.

Primary Responsibilities

• Develop and execute comprehensive Test Plans to assess adherence to internal policy and external Laws, Rules, and Regulations.
• Develop and execute monitoring reviews and tests of controls to evaluate the compliance of the key controls in accord with the testing methodology.
• Address consumer complaints, remediating regulatory and non-regulatory issues, and implementing corrective action plans.
• Support the coordination, tracking, and reporting of information requests from various internal, regulatory, or agency requests as needed.
• Support the Issues Management Program ensuring timely and accurate updates, tracking, and management reporting.
• Develop and prepare Compliance related management reports.
• Support the development and review of Compliance Governance materials.
• Assist in the development of and review Bank compliance within new and existing policies and procedures.
• Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the Company.
• Complete assigned training in a timely manner.
• Perform other duties as assigned.
  
  

Education/Experience

• 4 or more years of regulatory banking compliance, consulting, or auditing experience (preferably supporting a national bank).
• Working knowledge of applicable banking laws and regulations.
• Demonstrated ability to interpret and understand laws and regulations in order to assist in test development and to provide recommendations and solutions.
• Bachelor’s Degree or relevant experience required.
• Certified Regulatory Compliance Manager (CRCM), Project Management Professional (PMP), or similar professional certification is preferred.
• Advanced proficiency in Microsoft Office desktop applications.
• Excellent written and verbal communication skills.
• Strong organizational and analytical skills.
• Ability to work under and meet time sensitive deadlines.
• Ability to work solo, lead, or work as part of a small team with individual time sensitive tasks.
• Ability to identify and communicate solutions to complex, time-critical, or recurring issues.
• Ability to make decisions that have significant impact on the immediate work unit and cross functional departments.
• Minimal travel expected.
  
  

Sunflower Bank Benefits

Employees enjoy outstanding benefits, including:

401(k) Plan with 6% Match

Health/Dental/Vision Insurance

Company-paid Life Insurance

Tuition Reimbursement

Fitness Reimbursement

Paid Time Off

Volunteer Leave

Paid Holidays

Plus many more employee perks & incentives!

People choose to “bank” with us, but for those we serve, we’re more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team.

If you qualify, apply online at www.sunflowerbank.com/careers.

You’ve never worked anyplace like Sunflower Bank!

EOE/AA: Minorities/Females/Disabled/Vets

Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days.

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