Sr. Analyst - Regulatory Oversight - Global Shareholder Services at Franklin Templeton

At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we provide opportunities to help you reach your potential while helping our clients reach theirs.

Come join us in delivering better outcomes for our clients around the world!

About The Department

The Transfer Agent Regulatory Oversight Team manages outsourced transfer agent vendors and internal teams, ensuring compliance with company policies and regulatory standards. Team members collaborate closely with vendors and internal departments to resolve issues and support business growth. Joining this team offers exposure to regulatory matters, cross-functional teamwork, and opportunities for professional development.

Core Responsibilities

How You Will Add Value

• You will oversee outsourced vendor operations and internal teams, focusing on legal and regulatory compliance.
• You will maintain expertise in transfer agent and broker dealer processes.
• You will communicate issues and concerns to management clearly.
• You will understand and leverage relevant technologies.
• You will engage effectively with peers, vendors, clients, and management.
  
  

Strategic Responsibilities

• You will represent business objectives and needs concisely.
  
  

Team & Collaboration

• You will collaborate with internal teams and all management levels.
• You will deliver excellent customer service.
• You will support business growth through strategic projects.
  
  

Experience, Education & Certifications

What Will Help You Be Successful in This Role

• Strong analytical and problem-solving abilities.
• Experience in process analysis and management reporting.
• Ability to manage multiple priorities in a fast-paced setting.
• Project management and multitasking skills.
• Effective communication, both written and verbal. Technical Skills
• Attention to detail and organizational strength.
• Leadership and client management skills.
• Ability to build relationships and influence partners. Soft Skills
• Proactive approach and adaptability to change.
  
  

Location

Hybrid, in office 3 days per week in Rancho Cordova, CA or St. Petersburg, FL.

Franklin Templeton offers employees a competitive and valuable range of total rewards—monetary and non-monetary — designed to support their well-being and recognize their time, talents, and results. Along with base compensation, employees are eligible for an annual discretionary bonus, a 401(k) plan with a generous match, and recognition rewards. We also offer a comprehensive benefits package, which includes a range of competitive healthcare options, insurance, and disability benefits, employee stock investment program, learning resources, career development programs, reimbursement for certain education expenses, paid time off (vacation / holidays / sick / leave / parental & caregiving leave / bereavement / volunteering / floating holidays) and a motivational wellbeing program. We expect the annual salary for this position to range between $72,000.00 - $92,000, depending on location and level of relevant experience, plus discretionary bonus.

Experience our welcoming culture and reach your professional and personal potential!

Our culture is shaped by the variety of perspectives and experiences brought by talent from around the world. Regardless of your interests, lifestyle, or background, there’s a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.

By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life’s adventures, taking care of your family members, or making a positive impact in your community, we aim to have your needs covered. Learn more about the wide range of benefits we offer at Franklin Templeton.

Highlights Of Our Benefits Include

• Three weeks paid time off the first year
• Medical, dental and vision insurance
• 401(k) Retirement Plan with 85% company match on your pre-tax and/or Roth contributions, up to the IRS limits
• Employee Stock Investment Program
• Tuition Assistance Program
• Purchase of company funds with no sales charge
• Onsite fitness center and recreation center*
• Onsite cafeteria*
• Only applicable at certain locations
  
  

Learn more about the wide range of benefits we offer at Franklin Templeton

Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.

If you believe that you need an accommodation or adjustment to search for or apply for one of our positions, please send an email to [email protected]. In your email, please include the accommodation or adjustment you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.